More advisers adopting ‘clean desk policy' to limit compliance worries Leaving papers out can put private client information in the wrong hands (InvestmentNews.com)

Rookie Training Makes A Comeback (Registered Rep)

As the Dust of 2009 Settles, Advisors See Advanced Sales Opportunities (Life & Health Insurance News.com)

Many Advisors Not Subject To Audits (FA Mag)

Advisors Ring In New Clients (FA Mag) - Advisors looking to tap the next generation of wealth hosted year-end events and invited clients' children to come to the office.